The July 17 news item referring to a $75 million settlement between Edward Jones and the Securities and Exchange Commission over revenue-sharing agreements actually refers to the 2004 case. The SEC reissued its entire administrative proceedings due to a minor change that reflects its recent decision to permit Edward Jones to disclose its revenue-sharing agreements to investors at the time of a mutual fund purchase rather than requiring the firm to do so both at the time of purchase and redemption. MME regrets the error.
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Drive time with Alex Lundgren and other financial advisors helped spur a niche serving Micron employees in Idaho.
5h ago -
Financial Planning is seeking candidates under the age of 40 for its annual awards recognizing advisor employees at both wirehouse and regional firms for industry-leading production.
10h ago -
Many wealthy retirees hesitate to spend their savings. Advisors share how budgeting and cash flow planning help clients enjoy their wealth.
October 5 -
Despite common assumptions, child-free clients have plenty of planning complexity. Advisors shared their approach to planning for this demographic, from encouraging "no-kid dividends" to building care teams early.
October 2 -
A proposal is meant to ensure advisors can trade client assets on a discretionary basis without triggering onerous custody requirements, while also giving them a self-custody option for crypto.
October 2 -
Thirty-seven percent of those making more than $500,000 live paycheck to paycheck, Goldman Sachs found, making this a problem for more than just lower-income workers.
October 2









