At the inaugural CCOutreach National Seminar, held on Monday at Securities and Exchange Commission offices, SEC Chairman Christopher Cox spoke about compliance issues faced by chief compliance officers, and the role these compliance professionals play within in their firms.

Cox pointed out that "one-size-fits-all" does not apply to CCOs, because advisory firms all differ from each other in client base, services, investment expertise and organizational structure.

Subscribe Now

Access to premium content including in-depth coverage of mutual funds, hedge funds, 401(K)s, 529 plans, and more.

3-Week Free Trial

Insight and analysis into the management, marketing, operations and technology of the asset management industry.