ARLINGTON, VA. Even as the SEC has been focusing on implementation of the Volcker Rule and the JOBS Act, the head of the commission's Division of Investment Management is reminding advisors that two items of keen interest to the segment remain very much on the agenda.
The SEC is committed to moving forward on a uniform fiduciary standard for advisors and broker-dealers and expects to finalize money market reforms by the end of the year, Norman Champ told advisors during remarks at the Investment Adviser Association's compliance summit here last week.
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