The SEC-type regulator in Great Britain will publicly announce whether its mutual fund companies partook in U.S.-style market timing, Dow Jones Newswires reports.
The Financial Services Authority, which has recently visited the U.K.s most prolific fund firms, or as the country calls them "unit trusts" and "open-ended investment companies," to review their trading practices.
An FSA spokesperson refused to disclose any pre-statement information.
Here's how commenters such as the AARP, SIFMA, FSI, the Consumer Federation, NAPFA, the CFP Board and others view the Department of Labor's retirement advice regulation.
In the first three months of 2024, both profits and client assets reached new heights at RayJay's Private Client Group.
Last year, almost $1 trillion flooded into money market funds. Here are the 20 that have grown the biggest.
Amid a busy April for big hires, compliance tech provider COMPLY and wealthtech platform TIFIN have brought on industry vets Michael Stanton and Jeannette Kuda, respectively, aiming for strategic growth.
Turns out clients are as mistaken about tax preparers as they are about taxes.
