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The four new recruits moved to Raymond James’ independent broker-dealer.

Adviser recruiting was not expected to be affected, according to people with knowledge of the matter.

See which independent broker-dealer reported over 31% payout growth, plus dive into the average payout for the top 10.

BIC took a fresh look at its top program managers and re-ranked them based solely on productivity.

A new partnership between ex-wirehouse advisors and a retirement plan consultant will use "gratitude boards" to focus discussions on important issues in clients' lives.

Market volatility and industry changes have had a chilling effect on advisers' career plans.

Helping those in need is not for the faint of heart, but it is a great way for fledgling planners to hone their skills.

Here is how to catch up to clients who may be well versed in socially responsible investing.

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Two advisers left Lebenthal Wealth Advisors to start their own practice approximately two years after they joined the firm.

The regional firm also says it recruited a junior Merrill adviser overseeing $39 million in client assets.

Which banks are advisers moving to? Here are 15 who have switched recently to BNY Mellon, Northern Trust, U.S. Bank and Wilmington Trust from myriad financial institutions.

The team's managing director is a wirehouse veteran with close to 30 years of industry experience.

"His lies, piled on one after another, have led to today’s substantial and serious charges," U.S. Attorney Peter Neronha said.

Buybacks are good for company execs. But are they good for portfolios?

The firm's latest hires opened a new office for the regional broker-dealer.

Legislation passed by the House offers advisers protection against liability.

Inflation and unemployment haven't reached levels that would justify an increase in interest rates, even without risks from Britain's vote to leave the European Union, Federal Reserve Governor Daniel Tarullo said.

Backed by the considerable resources of Manulife Financial, Hancock wants to be a player in an altered IBD marketplace.

Tax issues and controlling cash flow are just 2 qualities of these investments, says LPL's Thomas Zgliniec in this Q&A.