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Advisor Group set a record for its recruiting in 2017, and Securities America announced more than a dozen fourth-quarter grabs.
January 25 -
It’s an uncomfortable topic, especially after a bruising round of accusations in the 1990s.
January 19
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It’s been a busy first year for the firm’s new chief. Jamie Price responds candidly to Financial Planning’s rapid-fire queries.
January 2 -
The No. 20 IBD unveiled a total of 15 practices joining its ranks in the fourth quarter.
December 21 -
LPL's acquisition of National Planning Holdings' assets alone resulted in 10 moves of $744 million or more of clients assets.
December 18 -
The IBD network says it has added 583 advisors so far this year.
December 14 -
Morgan Stanley alone lost 11 teams managing about $7 billion after its abrupt exit from the protocol pact, according to recent hiring announcements.
November 27 -
Advisor Group BDs have poached at least four NPH practices after LPL acquired the network’s assets.
November 9 -
Woodbury Financial has peeled off more than 80 advisors in the wake of LPL’s giant acquisition.
November 3 -
The Advisor Group BD has added 140 new advisors this year amid a tough recruiting fight.
November 2 -
When it comes to deciding who will take over your practice, advisors must find a "like-minded cultural fit," says CEO Jamie Price.
October 27 -
The team marks at least the second to opt for a smaller IBD over the nation’s largest.
October 19 -
The BD says it has recruited 83 new reps this year as part of Advisor Group’s overall haul of 295.
September 29 -
The practice left its BD less than a year after John Hancock acquired Transamerica Financial Advisors.
September 21 -
Derek Burke discussed the Advisor Group firm’s upcoming digital offering and his top priorities.
September 21 -
Private equity-backed parent Advisor Group made the shakeup at a challenging time for IBDs.
September 13 -
The new executive will lead a team counseling advisers on how to comply with the DOL rule.
July 25 -
Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.
June 8 -
Succession planning is easy to talk about. It’s much harder for planners to actually plan for.
May 1
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The Labor Department will now conduct a review with an eye toward amending or rescinding it.
April 4




















