Cetera Financial Group

"Given all of the turmoil there, you need to have some consistency in leadership and [Roth] was it," one expert says.

Is Roth on his way out?

The new member of Cetera's executive committee is knee-deep in efforts to ready institutions and their advisers for the implementation of the new regulation.

The upstate New York community bank is looking to the broker-dealer to help expand its investment offerings and wealth management services.

George Merhoff poured his clients' portfolios into a handful of energy stocks that plummeted in value, ex-clients allege in arbitration cases.

Nascent partnership at largest female-run IBD ends as Erica McGinnis leaves top spot. Expect more heads to roll, one expert says.

These program managers have ranked most consistently among the best of the best.

Fees in 401(k) plan slammed as grossly excessive; investment options as imprudent.

We reshuffled the deck on our top program managers and ranked them by third-party marketers.

The firm filled out its senior management ranks with LPL's Jeffrey Buchheister, who said that he is joining the firm at a "watershed" moment.