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LPL's acquisition of National Planning Holdings' assets alone resulted in 10 moves of $744 million or more of clients assets.
December 18 -
Exclusive: The No. 4 IBD unveiled a new bank-based team even as its competitor began revealing its retained firms under the acquisition.
December 15 -
In a concession to the advisor, he can still respond to client emails and calls, even though he may not initiate contact.
December 13 -
Both advisors are attracted by Ameriprise’s technology and investment options.
December 4 -
The No. 4 IBD has added 12 advisors with $2.1 billion in client assets since the acquisition.
November 30 -
17 great reads planners recommend to their colleagues and clients.
November 17 -
CEO Dan Arnold listed three reasons why the firm thinks its rivals peeled off some advisors.
November 8 -
The fourth largest IBD added a super OSJ with $650 million in AUM.
November 7 -
The independent broker-dealer’s executive team hopes the SEC works with the DoL to develop an industry standard.
October 20 -
The move marks the latest in a frenzied period one recruiter describes as “a feast.”
October 19