Credit Suisse

Three popular debt ETFs reported nearly $1.4 billion in combined outflows this week.

Nov. 6: Platforms like FundKeeper are aimed at helping retirement account advisors comply with the DoL’s fiduciary rule.

The Ariel Investments president is an advocate for the increasing the number of women and minorities in boardrooms.

Managers in the space have been raising cash at their fastest pace since 2013.

With bonuses, which can account for half of total pay, the average pay for a North American family office CEO totaled $631,000.

Energy was likely a “headwind,” analysts wrote.

Collectively, this year’s mega movers managed more than $23 billion in client assets.

Stephens recruited an executive with more than 30 years experience, whose career includes stops at Wells Fargo, Credit Suisse, Lehman Brothers, PaineWebber and Merrill Lynch.

Employees inflated new client assets managed from the fourth quarter of 2011 to 2012 to meet sales targets, according to the regulator.

The Swiss firm alerted brokers that they may take their disputes to FINRA instead of resolving them in a private forum set up by the company.

Brokers whose deferred pay has been withheld could soon file claims after the regulator confirmed advisers' right to take disputes to FINRA arbitration.

CEO Tidjane Thiam, who joined a year ago, is shrinking the investment bank to free up capital for expanding Credit Suisse's wealth management business, cutting thousands of jobs in the process.

The wirehouse's latest hires will support client development and strengthen product delivery, according to Morgan Stanley.

The branch is staffed by 22 advisers, most of whom are recent recruits from Credit Suisse.

The advisers are also balking at the firm's insistence that former advisers seeking to claim comp go through its dispute resolution process instead of FINRA.

Tidjane Thiam received less pay than his target after the chief executive officer volunteered for a 40% bonus cut as a gesture to beleaguered traders.