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An open question is how the latest effort by the agency would coordinate with the Department of Labor.
June 2 -
With the rule's implementation date around the corner, here’s what wealth managers should focus on in coming weeks and months.
May 29 -
Commissions-based compensation models are losing ground to fee-based ones. But for broker-dealers, the switch isn’t something to be entered into lightly, Michael Kitces writes.
May 26 -
Labor Secretary Alexander Acosta may have left a little wiggle room for future revisions.
May 23 -
Adviser Dan Moisand was surprised by the decision not to delay the fiduciary rule further. But he wasn’t put off. Here’s why.
May 23
Moisand Fitzgerald Tamayo -
There is "no principled legal basis" to do so, Labor Secretary Acosta says.
May 23 -
Opponents of the regulation don’t have “new evidence” to beat back a final legal challenge, says the former assistant secretary of the Department of Labor.
May 22 -
Former Vanguard CEO Jack Brennan says the Labor Department has already succeeded in swaying firms and investors over to best-interest advice.
May 16 -
Despite confusion over the rule's fate, ERISA attorney Fred Reish warns advisors it's likely to go into effect without significant changes.
May 2 -
Alexander Acosta must reckon with a June 9 deadline amid a tense political debate dividing the industry.
April 27






