J.P. Morgan Securities

The Landmark Group ditched the large firm for Fieldpoint Private, a boutique firm with 28 advisors.

Nearly two dozen mega teams switched employers, but few went to a wirehouse.

Morgan Stanley and UBS's exit from the accord spurred a number of advisors to move up their planned career changes.

They're the latest mega group to join the boutique wealth manager.

The violations, which occurred from January 2009 through May 2017, affected approximately 95% of the firm's non-registered employees, according to FINRA.

The rep used an unauthorized ATM card he secretly created to swipe $120 from a customer's bank account, FINRA claimed.

Four of the departures happened in New York following the firm's abrupt departure from the Broker Protocol.

The group is the latest to join the boutique firm, which has been operating under new leadership.

The rep used an unauthorized ATM card to withdraw $1,000 from a bank customer's account, FINRA claimed.

The broker is an industry veteran and was a member of Morgan Stanley's chairman's club.

The new hires join the fast-growing regional firm from Baird and J.P. Morgan Securities.

Collectively the four firms provided market access to numerous clients that executed millions of trades per day.

Second-quarter revenue climbed 9% year-over-year even as the number of advisers dropped by 6%.

The adviser refused to provide the regulator with the documents it needed to investigate allegations that he converted funds from a bank customer.

They play a critical role in recruiting and supporting advisers. See who made the cut for this year's honoree list.

On Wall Street annually spotlights the work of the industry's elite leaders.

One refused to cooperate with an investigation into allegations that he engaged in unauthorized trading in two customers' accounts.

The new hires joined from UBS and Morgan Stanley, according to the firm.

Raymond James, RBC and Ameriprise were among the industry players to lure away talent from Merrill Lynch.

Taking an agnostic approach, the firm seeks international opportunities. Plus; other launches.