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The Landmark Group ditched the large firm for Fieldpoint Private, a boutique firm with 28 advisors.
December 19 -
Nearly two dozen mega teams switched employers, but few went to a wirehouse.
December 12 -
Morgan Stanley and UBS's exit from the accord spurred a number of advisors to move up their planned career changes.
December 6 -
They're the latest mega group to join the boutique wealth manager.
November 30 -
The violations, which occurred from January 2009 through May 2017, affected approximately 95% of the firm's non-registered employees, according to FINRA.
November 21 -
The rep used an unauthorized ATM card he secretly created to swipe $120 from a customer's bank account, FINRA claimed.
November 20 -
Four of the departures happened in New York following the firm's abrupt departure from the Broker Protocol.
November 2 -
The group is the latest to join the boutique firm, which has been operating under new leadership.
October 26 -
The rep used an unauthorized ATM card to withdraw $1,000 from a bank customer's account, FINRA claimed.
October 24 -
The broker is an industry veteran and was a member of Morgan Stanley's chairman's club.
October 23