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Securities Service Network is entering a space usually regarded in the industry as the specialty of HD Vest and 1st Global.
January 31 -
Advisor Group set a record for its recruiting in 2017, and Securities America announced more than a dozen fourth-quarter grabs.
January 25 -
LPL's acquisition of National Planning Holdings' assets alone resulted in 10 moves of $744 million or more of clients assets.
December 18 -
Roughly 300 ex-NPH advisors have chosen smaller IBDs over LPL Financial after its massive acquisition.
December 13 -
The No. 29 IBD has unveiled two significant recruiting moves in the past two months.
December 7 -
At least 274 advisors with $11.5 billion in client assets have left the fold since the acquisition.
November 16 -
The practice’s managing director blamed the No. 1 IBD in part for its move to Securities America.
November 13 -
The practice joined Triad Advisors after at least 25 years with its former IBD.
November 9 -
The firm has signed four big recruiting deals in the past three months.
November 6 -
Independent firms need capital, but some top executives question private equity's benefits.
October 18 -
27 firms have signed on to the standard, but state regulators and industry groups are pushing for more.
September 27 -
The move previews what will be a tough recruiting fight for the IBD giant following its massive buy.
September 12 -
Securities America adds 10 advisors in the second recent poach by a Ladenburg Thalmann firm.
August 14 -
The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.
August 4 -
Advisers face fewer choices for clients as both the rule and SEC enforcement roil the market.
June 20 -
Wirehouses, broker-dealers and banks unveiled client-friendly policies while asking the agency for further delays.
June 8

















