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The firm's newest hire was an ex-Morgan Stanley complex manager.
May 12 -
The wirehouse terminated the broker two days after losing a $34 million arbitration case brought by the client's widow, who alleged elder abuse and other misconduct.
May 11 -
The recruit made more than $1 million in production before making the move, according to the regional broker-dealer.
May 9 -
Earnings have been soft for the industry's biggest brokerages, but lending has helped bolster performance.
May 8 -
The two veteran wirehouse advisers joined Wells Fargo's independent broker-dealer.
May 6





