Raymond James Financial

The broker-dealer nabbed three planners from Wells Fargo, one from Morgan Stanley.

The firm’s broker ranks expanded to 7,813 independent and employee advisors, a new high.

A lawsuit filed by an ex-client was granted class action status after the firm failed to keep the dispute out of court.

A Florida court will hear a client’s claim that the firm charges processing fees that had ranged as high as 10 times more than the stated purpose: transaction and clearing costs.

“High-touch” support, technology and firm culture played a part in career changes for seven advisors.

The Raymond James affiliate has snagged more than two dozen recruits this year.

Gratz Park Private Wealth will offer internships and shadow programs to college women interested in business.

One advisor is making his first career move after 22 years at the wirehouse.

The advisors include the father, mother, daughter and son.

The bank’s effort to show that the advisors violated non-solicitation agreements was “far from persuasive, never mind conclusive,” the judge ruled.