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“They aren’t investing like they should and they have really tepid projections for future stock market returns,” advisor Austin Colby says.
March 13
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The firm’s hot recruiting streak forges ahead with another grab from a rival firm.
March 6
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The regional broker-dealer is gearing up for another big recruiting year in 2018.
March 6
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CEO Bob Oros says the firm is focusing on recruiting more experienced advisors, among other changes at the No. 19 IBD.
March 1
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The No. 13 IBD’s hybrid RIA subsidiary also unveiled the results of its record recruiting push.
March 1
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‘The firm gives advisors the ability to choose who they do business with and doesn’t put limitations on minimum account size,’ one advisor says.
February 28
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At Merrill "it felt like we shifted away a little bit in recent years from the core focus of wealth management," advisor Matthew Spradlin explains.
February 26
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The Raymond James affiliated firm has been aggressively recruiting from wirehouses in recent months.
February 21
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A FINRA arbitration panel concluded that the No. 1 IBD made false and defamatory statements in its U5 filings.
February 20
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Among recent career changes, Merrill Lynch lost brokers managing $2.2 billion to rival J.P. Morgan Securities.
February 20
