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The revamped toolset includes financial planning software and fraud and identity theft protection.
February 8
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Industry insiders have anticipated increased litigation following UBS and Morgan Stanley's exits from the Broker Protocol.
February 2
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The four-member group previously generated about $2.5 million in annual revenue.
January 31
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Frequent recruitment adds to the firm’s bench after stemming an outflow of talent late last year.
January 30
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On Wall Street honors elite young producers at the regional BDs.
January 24
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Advisors have been ditching some of the larger firms for greater latitude.
January 11
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The firm has appointed company veteran Doug Brigman to run the Tampa Bay complex.
January 10
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Wells Fargo, Merrill Lynch, UBS and Morgan Stanley all lost talent in 2017.
January 3
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The group, which oversaw approximately $300 million in client assets, joined the firm's independent broker-dealer.
January 3
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The firm has been driving its expansion, pulling in talent from its competition.
December 28
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Concerned about the wirehouse's "trajectory," Glen D. Smith sought out a business model his kids could join one day.
December 27 -
The pair was drawn to the firm’s “similarly aligned” culture.
December 27
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Among FINRA’s findings, it said the broker-dealer “unreasonably excluded” some employees who were handling customer accounts from email scrutiny.
December 21 -
The seven new hires joined both the independent and employee channels.
December 14
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The UBS advisor switched firms before his old employer officially exited the Broker Protocol.
December 12 -
An industry veteran is among the crowd of talent departing firms that have exited the Broker Protocol.
December 11
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Some of the new recruits joined from Morgan Stanley just prior to the firm's Broker Protocol exit.
December 7 -
Meet the best of the best in the bank channel. Read about how they approach their jobs, how they serve clients and how they made the list.
December 6
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The top advisor this year, Brock Kidd from Pinnacle Bank, focuses on well-heeled clients and many of Nashville’s high-profile musicians.
December 6
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Here we conclude with the fourth and final segment of the Top 100 Bank Advisors. You can see all the other rankings (1-75) in our corresponding slideshows.
December 6
