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One planner says there's no reasonable basis for a delay, while another says he can't afford all the compliance costs.
March 16
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Too many wirehouse brokers believe they won’t have access to sophisticated lending solutions if they break away. They’re wrong.
March 15
PFI Advisers -
The 20-year veteran planner cites Raymond James' greater flexibility and marketing support.
March 9
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Patricia Bennett says she visited the regional's firm home office three times before deciding to make the move.
March 8
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The firm also recruited an international wealth management team that oversaw $576 million, according to our latest roundup of recent hires and moves.
March 6
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The group previously generated over $1 million in annual revenue.
March 3
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The new recruit is an industry veteran, having spent more than two decades at Wachovia and Wells Fargo.
February 28
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A detailed look at three years' of recruiting data, from biggest AUM to which firm has lost the most advisers.
February 24
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The independent firm affiliated with Raymond James recruited six advisers for a new branch office.
February 24
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Intense competition and the advent of the fiduciary rule are prompting financial institutions to consider making select purchases.
February 13
