Raymond James Financial

Ameriprise’s chief took a 5% cut in his compensation, even as the firm cited notable positive results that buoyed the industry last year.

Troy Erickson, a former Smith Barney manager, reunites with ex-colleagues at the fast-growing firm at a challenging moment.

How does an advisor ask clients to transfer accounts at a time when many people are afraid to simply leave their house?

More firms are taking stringent measures to protect employees and clients.

Both recruits had a long history with wirehouses before trading them in for the regional broker-dealer.

Fee wars among asset managers are having small, but notable impacts across the industry and prompting renewed focus on core business.

The regional broker-dealer has long been among the industry’s most aggressive recruiters.

An arbitration panel rejected efforts to impose a permanent injunction against a broker who left for Raymond James.

The firm is drawing heightened interest from advisors generating between $1 million to $5 million, according to CEO Paul Reilly.

The regional broker-dealer is among the industry’s most aggressive recruiters.

“This didn’t seem like a very fair process,” says the ex-advisor, who was ordered to pay the firm $206,000 for breach of promissory note.

Among the new recruits is an 11-person team.

The new hires signed on with the firm’s employee broker-dealer.

This year’s list, like last year’s, was created through a formula encompassing AUM, production and percentage of fee-based business.

This year’s list, like last year’s, was created through a formula encompassing AUM, production and percentage of fee-based business.

This year’s list, like last year’s, was created through a formula encompassing AUM, production and percentage of fee-based business.

It was Ray Jay’s tech and in-house marketing agency that initially appealed to the team.

Judge temporarily barred the advisor from soliciting former clients ahead of a FINRA arbitration hearing.