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The paperwork of moving client assets in a transition is a chore for many advisors, but crucial to their success.
August 30
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Although nearly all investors in the firm's new survey said tax efficiency was important to them, just over a quarter of them have consulted tax professionals.
August 28
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Raymond James had scored the big team in May, before Securian's sale of its retail wealth business to Cetera closed.
August 28
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As revenues fell for other companies, Raymond James' earnings reached new heights — including for its wealth management division.
July 27
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The hybrid RIA is "out of the woods" after completing its giant custodial and brokerage transition in recent months, CEO Nate Lenz tells FP.
July 18
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State regulators accused the wealth management giant of charging customers commissions of $75 or more for small equities transactions.
July 11 -
The firm's employee brokerage is bringing Alex. Brown, which it acquired in 2016, more firmly into its fold.
July 10
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J.D. Power's latest study used a different scaling method that brought down scores across the industry among 15 major firms examined in the firm's annual poll.
July 5
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Five financial advisors left Lakeland Bank and Raymond James for Affinity Federal Credit Union prior to the $1.3 billion acquisition of their prior institution.
May 11
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Morgan Stanley supplanted JPMorgan Chase atop the rankings of the biggest compensation for head executives across wealth management.
May 5
