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These are the largest firms with financial advisors who work with broker-dealers but aren't their employees.
August 22 -
Two Securities America brokers and their firm must pay the large award after a case that leaves many unanswered questions.
August 2 -
The independent hybrid RIA is “one big firm whose business model has changed,” CEO Paul Reilly said on the company’s second-quarter earnings call.
July 28 -
Financial advisors and other experts share their best tips for confronting a challenge faced by every practice in the industry.
July 25 - Commonwealth, Edward Jones and Stifel grab top advisor satisfaction marks amid recruiting challenges
In J.D. Power's annual survey, a significant portion of wirehouse and independent representatives said they're considering a move to another firm.
July 6 -
While the firm’s CEO admits it has a long way to go, the group serves as an example of one way to cultivate retention and support.
June 23 -
The wealth programs in the channel are going through a significant shift amid major recruiting moves and consolidation, according to a consultant’s report.
May 2 -
The firm reached records in rep headcount and advisory assets after closing the Charles Stanley deal in the first quarter.
April 28 -
Record-level asset management fees and investment banking revenues were credited with the increase in net revenue.
July 29 -
Raymond James’ advisor employee headcount has remained relatively flat over the last five quarters, while its 1099 channel saw an increase of 3% over the same time period, according to the company’s latest earnings report.
July 14