RBC

The wirehouse recently reported advisor headcount shrank by 258 advisors year-over-year.

Frustrated by the limitations of working at a bank-owned brokerage, advisors Randy and Matthew Price opted to join the independent firm in Houston.

The firm poached two advisors from its rivals as it expands its talent pool.

One recruiter argues the firm is losing talent because it will eventually exit the Broker Protocol.

This is the second time in recent weeks that the firm has poached talent from the wirehouse.

John Taft comes to the firm after a long career in wealth management. He will focus on developing advisor services and recruiting new teams.

The advisor was drawn to the regional BD’s small culture.

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Advisors have been ditching some of the larger firms for greater latitude.

The beleaguered wirehouse has suffered from advisor attrition this year.

Regional firms have been on a recruiting spree this year.

The move occurred just days before UBS said it would exit the Broker Protocol.

Morgan Stanley alone lost 11 teams managing about $7 billion after its abrupt exit from the protocol pact, according to recent hiring announcements.

The group is the second team to join the Tucson branch in two weeks.

The firm is expanding its Tucson office with the addition of the Langer Wealth Management Group.

After announcing it would exit the Broker Protocol, Morgan Stanley lost advisors managing approximately $7 billion in client assets.

The regulator was looking into customer complaints and arbitration claims that rep engaged in unsuitable trading.

The senior's investments were overly concentrated with as much as 95% of her portfolio invested at times in oil and gas master limited partnerships.