SEC

Previous Republican and Democratic presidents have declined to assert authority over independent agencies, partly because the legal issue isn’t simple.

Increased captive insurance coverage due to expanded business in 2018 was a primary driver of a three-year high in regulatory spending, the firm says.

The proposed rule will need substantial revisions before it wins the support of the commission's sole Democrat.

The fund aims to undercut its cheapest competitor by 1 basis point.

The move suggests that the SEC’s proposed Regulation Best Interest isn’t strong enough for some.

The regulator is on high alert as more than 10% of new launches last year targeted a theme.

Key tips for navigating the regulatory landscape.

Fund companies could launch a new type of product that does not have to reveal its assets.

Audit volume is up but compliance issues are down — with cybersecurity as the wild card.

Andreessen Horowitz — one of the richest and most famous firms on Sand Hill Road — is giving up its VC designation.