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The $4.9 billion fund has come under close scrutiny as crude’s rapid plunge forced it to quickly shift some of its giant positions on short notice.
June 15 -
Don’t expect significant changes anytime soon to longstanding complaints about conflicts of interest in the “issuer pay” model of the ratings business.
June 3 -
The $4.64 billion fund lost 75% of its value in two months.
May 29 -
Firms founded by Jason Wenk allegedly failed to oversee a former advisor accused of investing clients in unregistered securities.
May 22 -
The regulator was one of the first U.S. agencies to tell employees to stay home during the pandemic,
May 19 -
Many financial advisors aren’t aware of serious conflicts of interest affecting the majority of retail clients, Northeastern University Professor Nicole Boyson says in a Financial Planning Podcast.
May 19 -
The firm allegedly provided some clients with misleading information about which charges they were actually paying for.
May 12 -
“This is all about having the flexibility and having multiple options for our investors,” says GSAM’s head of ETF strategy.
May 12 -
Standard General accused Tusk Strategies of “blanketing the media with false and misleading proxy materials” on behalf of a “secret client.”
April 30 -
Firms are spending millions to comply with a controversial rule that is facing a legal challenge while state regulators push their own stringent regulations.
April 27