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It’s the latest losses for the wirehouse, which has suffered from advisor attrition.
December 10 -
The latest recruiting sweep included eight advisors in five states.
November 19 -
The broker is part of a wave of new hires at the regional brokerage firm.
November 13 -
To sway a federal judge, both sides have tried to bolster their arguments by pointing to Facebook, joint production agreements, news articles and more.
November 7 -
The firm is working hard to lure advisors away from its larger rivals, said CEO Ronald Kruszewski.
November 1 -
The relationship disintegrated because of a dispute about where to best place client trades.
October 17 -
The deal is the latest addition to the regional BD’s growing portfolio of M&A deals.
October 4 -
The firm had sued a former $660 million team that moved in September to Stifel.
October 1 -
The scheme involved paying cash kickbacks to a former Barclays and Stifel advisor who worked on the wealth syndicate desk.
October 1 -
More than half of the broker-dealer’s new hires come from Wells Fargo.
September 26 -
John Gregory Schmidt allegedly devised a 14-year scheme that straddled his time with Stifel and Wells Fargo.
September 25 -
The advisors also reject the wirehouse’s claims they violated non-solicitation agreements.
September 25 -
Dynasty, Raymond James and Stifel are among the biggest beneficiaries of recent advisor moves.
September 21 -
The firm claims it is also missing important documents related to a large institutional client.
September 20 -
The regional BD has picked up 15 advisors this month alone.
September 17 -
The new hires build on the firm’s recent recruiting successes.
September 10 -
The new hires include a rare independent-to-employee career move.
September 4 -
Both the regional BD and RIA have benefited from an exodus of wirehouse talent.
August 27 -
Planners have been leaving bank-backed firms in droves in search of what they say is greater freedom and flexibility.
August 21 -
The regional BD's three hires come from Wells Fargo and Ameriprise.
August 9

















