TD Ameritrade

The explanation for the outflows lies in part in the scarcity of physical palladium and a robust borrowing market that continues to develop.

Like many financial companies, the brokerage wants to go where customers are. Since that means communicating with them via a third-party platform, it is working through privacy and security issues.

The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.

"I don’t have one yet, but I want one," says Tom Halloran, president of Voya Financial Advisors.

Firms must offer them to tap new talent amid the industry’s succession problems, the custodian says.

They seek a refund and damages after they said the firm directed them to its Thinkorswim website, according to a FINRA arbitration filing.

Scottrade and Schwab fell out of the top three, while Capital One Investing led a retail bank surge in the J.D. Power report.

The next generation "is the economy," a top TD Ameritrade exec says at the annual IMCA conference.

The "I am a CFP Pro" campaign will feature younger, more diverse voices from the planning community.

Young clients are focused on short-term needs rather than building an entire plan toward a retirement date.