TD Ameritrade

The explanation for the outflows lies in part in the scarcity of physical palladium and a robust borrowing market that continues to develop.

Like many financial companies, the brokerage wants to go where customers are. Since that means communicating with them via a third-party platform, it is working through privacy and security issues.

The nation’s largest independent broker-dealer has had a net loss of 121 advisors this year, mostly to three major OSJs.

"I don’t have one yet, but I want one," says Tom Halloran, president of Voya Financial Advisors.

Firms must offer them to tap new talent amid the industry’s succession problems, the custodian says.

They seek a refund and damages after they said the firm directed them to its Thinkorswim website, according to a FINRA arbitration filing.

Scottrade and Schwab fell out of the top three, while Capital One Investing led a retail bank surge in the J.D. Power report.

The next generation "is the economy," a top TD Ameritrade exec says at the annual IMCA conference.

The "I am a CFP Pro" campaign will feature younger, more diverse voices from the planning community.

Young clients are focused on short-term needs rather than building an entire plan toward a retirement date.

RIAs are anxious to acquire assets, according to a new survey, and smaller firms are a prime target.

As the major players gravitate to the hybrid model, will price cutting take hold in digital wealth management?

Clients can omit companies that participate in “non-biblical activities” by investing in the new ETFs from Inspire Investing. Plus: other launches.

"There is an effort underway in our industry to redefine value," Tim Hockey, TD Ameritrade's chief executive officer, said about the lower commissions.

AdvisorEngine's purchase of software firm Wealthminder is the first of what's expected to be another year of deals and investments into the wealth management fintech space.

401(k) plans in small companies are a "blue ocean opportunity" for advisers.

Robos, among other pressures, will force an evolution in the percentage of AUM fee model, the custodian head says.

Even as President Trump seeks a rollback of financial regulations, there’s little chance the rule will be paused — and an even slimmer chance it will be derailed, says TD Ameritrade Institutional’s Skip Schweiss.

The two major technology enhancements are set to benefit RIAs, says our tech columnist.

From fiduciary to robos to marketing: A close look at advisers’ top concerns and how their budgets have changed year-over-year, from TD Ameritrade’s annual survey.