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The switch comes as the wirehouse revamps its technology platform with help from Broadridge Financial.
October 1 -
The firm expands on both coasts with Glasband Stempel Wealth Management in Florida and Carol Wilshire in California.
September 4 -
A lawsuit will turn on whether UBS can demonstrate that Alexandra Van Meurs violated contract agreements when she and her team jumped to Morgan Stanley.
July 20 -
Funds that follow a similar approach lost 5.1% over the period, according to Hedge Fund Research.
July 10 -
Billion-dollar teams are voting with their feet. Here’s where they are going.
June 29 -
After logging 27 years at the firm, the advisor is starting his “next 25-year chapter” as an independent.
June 24 -
The wirehouse added more than a dozen advisors in the last month managing more than $1 billion in client assets.
June 23 -
The firm employs just short of 70,000 people in 50 countries and had 80% of its worldwide staff at home during the height of the pandemic
June 23 -
“The stocks that I hadn’t heard of three months ago all of a sudden are the most active — that’s not where investors go, that’s where traders might go or hobbyists might go,” says a private wealth advisor at UBS.
June 19 -
The 30-year industry vet launched a firm on the Dynasty platform citing better technology and “freedom” as reason for the move.
June 17