Wells Fargo Advisors

Black employees at the firm say lucrative client accounts were often steered toward financial advisers who weren’t black.

The group is led by a veteran adviser who started her career in the late 1980s.

The regulator said "significant deficiencies" affected hundreds of millions of records.

The new hires opened two offices for the regional BD.

Lawyers have filed FINRA arbitration claims alleging the bank deprived them of their bonuses.

Her proposal to expand a probe into possible sales abuses was met by resistance from an executive who didn’t want to alienate the bank.

The wirehouse will leave its core pay grid untouched for 2017.

The group of industry veterans had $1.7 million in annual production, according to the regional BD.

The regulator is concerned that Wells Fargo did not follow proper procedures in notifying former reps of their U5 filings and that the information contained in them was not correct.

From regulators to technology providers to CEOs, these are the players who will remake wealth management in 2017.