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The move comes at a bad time for the firm, which amid scandals and mounting regulatory scrutiny has lost more than 300 advisors in a year.
March 6
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One recruiter says, "If I'm an advisor at Wells Fargo right now, I have to ask myself is this the firm I want to tie my future to?"
March 2
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The beleaguered bank is reported to have been ordered by the Justice Department in late 2017 to conduct an independent investigation of the business.
March 1
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‘The firm gives advisors the ability to choose who they do business with and doesn’t put limitations on minimum account size,’ one advisor says.
February 28
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The advisor fleeced the duo of nearly $1 million by misappropriating their stock holdings and initiating unauthorized wire transfers from their bank account, prosecutors allege.
February 26
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The Raymond James affiliated firm has been aggressively recruiting from wirehouses in recent months.
February 21
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The brokers previously worked at Wells Fargo, which has suffered from attrition to smaller rivals over the past year.
February 20
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The firm invested the widow's money in oil and gas securities, real estate investment trusts and other investments that did not square with her conservative risk profile, her lawyer argued.
February 13 -
Private Advisor Group reported impressive growth even as other practices of its kind have left the No. 1 IBD.
February 12
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A disaffiliation fee of $4,500 applies to advisors leaving the IBD, but the policy could change.
February 6
