Wells Fargo Advisors

In a case of déjà vu, this is the second time a father-son team left Wells Fargo for RBC in the past two weeks.

The 22 million Gen X and Gen Y clients banking with Wells are a competitive advantage for its digital advice platform, executives say.

The independent firm affiliated with Raymond James has been on a recruiting tear this year.

The brokers joined Wells Fargo's independent broker-dealer.

The addition of the Dominello Investment Group comes as the brokerage continues a hot recruiting streak.

Reps recommended complex investments without restrictions, the regulator said.

The firm's advisor ranks increased slightly during the third quarter, ending three consecutive periods of decline.

The asset management giant is staking a big claim on the advisor desktop, according to one analyst.

The wirehouse picked up two veteran advisors, each with more than 20 years of industry experience.

The recruits are a boost to the growing regional firm's footprint.

David Safarian is the latest wirehouse advisor to join the regional broker-dealer.

The advisor allegedly tried to help keep a penny stock's price above $2 per share, amassing nearly 630,000 shares himself.

The regional firm's new hires joined from FSC Securities, Morgan Stanley and Wells Fargo.

The advisors join the regional BD’s offices in Chicago and Nashville, Tennessee.

The firm, which has faced racial discrimination allegations, is trying an alternative approach suggested by a professor at Harvard.

One of the new hires cited the regional firm's financial planning expertise as a reason he made the move.

One of the regional firm's new hires had a previous career as a minister in Louisiana.

The regional firm has been a recruiting tear, picking up a number of ex-wirehouse teams.

Aaron Parthemer misrepresented investments to his pro athlete clients, the regulator claims.

In the last month, RBC has hired six teams from wirehouses and other regional firms.