Wells Fargo
Wells Fargo
Wells Fargo is one of the largest banks in the United States, with approximately $1.9 trillion in balance sheet assets. The company is split into four primary segments: consumer banking, commercial banking, corporate and investment banking, and wealth and investment management.
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The changes are the first under David Kowach, who became president of the wirehouse's traditional employee broker-dealer late last year.
January 12 -
Recent announcements from the bank open an opportunity for CEO Timothy Sloan to take a public leadership position on the issue of financial industry compensation.
January 10 -
Plus: A Morgan Stanley grab totals $410 milllion in combined AUM and more than 30 other job changes.
January 10 -
Advisers will create strategies and communicate the advice. Software will handle the execution and maintenance of the strategies.
January 5 -
Black employees at the firm say lucrative client accounts were often steered toward financial advisers who weren’t black.
January 3 -
The group is led by a veteran adviser who started her career in the late 1980s.
December 28 -
The regulator said "significant deficiencies" affected hundreds of millions of records.
December 21 -
The new hires opened two offices for the regional BD.
December 19 -
Lawyers have filed FINRA arbitration claims alleging the bank deprived them of their bonuses.
December 19 -
Her proposal to expand a probe into possible sales abuses was met by resistance from an executive who didn’t want to alienate the bank.
December 19
