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The regulator was one of the first U.S. agencies to tell employees to stay home during the pandemic,May 19
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The relief allows funds to obtain cash infusions through collateralized loans until the end of June.March 26
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Regulatory relief applies to advisors and investment funds but the commission stresses that fiduciary obligations still apply.March 19
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“This is a demand and supply shock,” Jay Clayton said, adding that he’s concerned businesses might not have access to all the credit they need.March 17
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Holders of Series 7 licenses, "knowledgeable" fund employees and Native American tribes would become eligible to make riskier investments in private markets.December 19
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Jay Clayton talked up the commission's latest enforcement efforts and defended Reg BI before skeptical lawmakers.December 12
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A close look at the seven letters Jay Clayton highlighted, and about two dozen others submitted to the SEC by supposedly regular people, shows they are the product of a misleading — and laughably clumsy — public relations campaign by corporate interests.November 19
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An extension from the agency comes amid warnings from brokerages that breaking out stock and bond analysis would threaten their own research businesses.November 6
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The agency floats proposal to expand regulations to accommodate new online channels, allow for third-party ratings and testimonials.November 5
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The regulator is doing more with less but also missing its own goals around how long an investigation takes to result in an enforcement case.October 29
