-
Investor advocates, religious groups and proponents of ESG investing argue the changes are a gift to business lobbyists that will muzzle corporate critics.September 24
-
The 4,000-person regulator in March was one of the first federal agencies to tell employees to stay home due to the public health emergency.July 14
-
Almost 90% of smaller fund managers would no longer have to report their investments and their firms would save $136 million a year, the agency estimates.July 13
-
The regulator was one of the first U.S. agencies to tell employees to stay home during the pandemic,May 19
-
The relief allows funds to obtain cash infusions through collateralized loans until the end of June.March 26
-
Regulatory relief applies to advisors and investment funds but the commission stresses that fiduciary obligations still apply.March 19
-
“This is a demand and supply shock,” Jay Clayton said, adding that he’s concerned businesses might not have access to all the credit they need.March 17
-
Holders of Series 7 licenses, "knowledgeable" fund employees and Native American tribes would become eligible to make riskier investments in private markets.December 19
-
Jay Clayton talked up the commission's latest enforcement efforts and defended Reg BI before skeptical lawmakers.December 12
-
A close look at the seven letters Jay Clayton highlighted, and about two dozen others submitted to the SEC by supposedly regular people, shows they are the product of a misleading — and laughably clumsy — public relations campaign by corporate interests.November 19
