Practice

When your clients are divorcing, you need to figure out two things: Which one is your client, and who is their attorney?

FINRA's settlement with Merrill gives the wirehouse credit for "extraordinary cooperation" with its investigation.

Morningstar's study suggests that emotional or personal motivations are just as important or even more significant than a need for "functional" professional services.

As wealth management firms rush to keep up with new technological developments, one common oversight is not testing the tech with the people most likely to use it: the advisors.

The National Association of Treasurers launched a new tool that allows individuals to compare the features of different states' ABLE programs.

Huntington Investment Company is accusing a former advisor of resigning with no advance notice and then using confidential information to drum business from ex-clients.

iCapital's Jason Broder talks about the fintech's massive expansion to help advisors implement alternative investments in traditional portfolio management.

With rate cuts still on the horizon, some advisors wonder if it's time to look for returns beyond high-yield savings and money market accounts.

The Treasury and the Internal Revenue Service issued final regulations on reporting by brokers on dispositions of digital assets such as cryptocurrency for customers in certain sale or exchange transactions.

More than a half dozen experts explain the key practice management and professional development implications of behavioral finance and financial therapy.