Regulation

Intense competition and the advent of the fiduciary rule are prompting financial institutions to consider making select purchases.

The self-regulator is modifying its much-maligned process, addressing transparency and arbitrator qualifications, among other concerns.

A new comment period would give the administration time to prepare for legal challenges anticipated after it puts a delay into place, one expert says.

NorthStar communications executive Chelsey Duncan said the firm embraced this concept with the addition of a digital marketing coordinator in January.

The nation's largest IBD vows to take a “proactive approach” to the fiduciary rule.

Greater transparency can help land prospects with the industry focused on the Department of Labor's fiduciary rule, experts say.

The Obama-era regulation may survive even Trump's sweeping regulatory rollback, some experts say.

Organization takes the case "to put a spotlight on a bank that may have engaged in misconduct more significant than Wells Fargo's."

The adviser used the money to fund his “lavish lifestyle,” including $1.6M for private jet services, according to authorities.

The decision landed just hours after the Department of Labor asked for the decision to be postponed while it complies with a Trump order to review the regulation.