Regulation

A lawyer for the bank had argued in a federal court that the severance proposal was a confidential settlement offer that shouldn't be public.

These investment advisories paid the price for passing along performance data faked by a third-party manager.

To help identify fraudulent advertising , advisers will be required to create and maintain documents that demonstrate performance calculations or returns.

The department is defending the rule in three cases brought by Wall Street trade groups, which are aiming to dismantle the new regulation.

Edward Wedbush allegedly failed to supervise mandated regulatory filings.

The agency also proposed a rule to permit cities to create their own savings plans.

Weeks of conflicting economic reports have whipsawed money managers overseeing about $6 trillion, including Pimco and Vanguard Group.

A class of investors that includes foreign central banks and mutual funds bought a record amount at the $34 billion debt sale.

The fundamental nature of the social network is interaction and conversation — not the simple spouting of PR.

Far from signaling industry hardship, increasing liquidations reflect the ETF industry’s ebullient growth.