Thirteen large firms, including AssetMark, a firm run by Charles Goldman, a former member of the board of directors of the CFP Board, are paying the price for passing along faked performance data from a third-party manager.
Also on Thursday, the SEC announced it adopted rules intended to combat false advertising.
Register or login for access to this item and much more
All Financial Planning content is archived after seven days.
Community members receive:
- All recent and archived articles
- Conference offers and updates
- A full menu of enewsletter options
- Web seminars, white papers, ebooks
Already have an account? Log In
Don't have an account? Register for Free Unlimited Access