RIAs

Director tenures, nominations and committees are changing after an independent task force identified weaknesses.

The firm is consolidating its broker-dealer and standalone RIA custody units into one division.

The company is turning to what it sees as a talent pool with proven success rates.

These firms oversee more than $185 billion in combined assets.

This year’s list of the 150 largest firms represents an industry that will emerge from a post-COVID world deeply altered.

The same words keep popping up in company titles. Here’s why that may be problematic.

The firm is maintaining control but dropping its FINRA registration as the sector’s rising expenses and lower margins fuel consolidation.

Charlie Scharf’s insensitive and factually incorrect remark perpetuates a damaging trope, financial advisor Lazetta Braxton writes.

The independent firm has been an aggressive recruiter since its founding in 2013.

The bevy of choices can feel overwhelming. Here’s where experts recommend advisors get started.