RIAs

“The broker-dealer world has tried to hang their hat on suitability, and if you close your eyes a little and squint, they almost look like fiduciaries — but not really,” one advisor says.

The latest moves bolster the firm’s presence in the Northeast.

Fielding rapid-fire questions, Savant Capital Management CEO Brent Brodeski reveals the biggest mistakes of RIA buyers and sellers, shares the strategy behind his firm's targeted acquisitions and divulges his favorite app.

Developing a team is crucial for RIA owners thinking about winding things down.

It appears the regulator bought into the investor choice argument of sales reps right from the beginning.

The wirehouse recently reported advisor headcount shrank by 258 advisors year-over-year.

The downward trend in the supply chain is already prompting major changes, and it could soon spill over to advisors’ practices.

The RIA grabs an UHNW firm with trust services in a lucrative market while also targeting midsized firms.

Dennis Zank will continue to be affiliated with Raymond James as a financial advisor.

The hiring plans coincide with the firm's rollout of its digital advice offering, UBS Advice Advantage, which is offered through its call center.