RIAs

The Labor Department has indicated that further revisions to the regulation could be forthcoming.

"It’s never been a better time to be a seller," says investment banker Liz Nesvold.

This year has seen more moves, bigger moves and more expensive moves.

Only about 5% still charge them, according to a Financial Planning study.

Regulators are contacting the bank after financial details of some 50,000 clients were inadvertently sent to an outside party, according to a person with knowledge of the matter.

Social Security numbers and portfolio information for some high-net-worth clients and advisors was provided inadvertently as part of a lawsuit.

The leading independent robo adviser added another $70 million in funding.

These works of nonfiction and fiction can provide inspiration for better practice management and client services.

Stan Leavitt said he was drawn to the regional firm for its culture and financial planning capabilities.

The four advisers joined the more than 500 lost by the wirehouse in the last nine months.