RIAs

Mercer Advisors turned to channel partners for referrals and made a valuable business-model change.

“The election could be disruptive to this rule,” Brian Hamburger predicted.

The recruits generated $1.8 million in annual production before making the move.

Advisors able to analyze client data will be able to predict financial behavior, says Jud Bergman, Envestnet's chief executive.

Previous investors were happy to let a Canadian firm be the sole investor, says Bill Harris, CEO of Personal Capital.

Keeney Financial Group plans to leverage Triad affiliation to grow, firm founder says.

From handling the unexpected death of a partner to upgrading tech, planners give their best advice for building a successful practice.

The head of the advisory group also was returning to where his career started.

He will join a team of ex-Merrill advisers that will oversee more than $370 million in client assets at Snowden.

Vanguard founder John Bogle and the DoL's Phyllis Borzi support an investor bill of rights.