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Sound Off: Why the Investment Advisers Act Still Matters
The SEC marked the 75th anniversary of the landmark Investment Advisers Act and Investment Company Act with a day-long conference at its headquarters in Washington.
Throughout the event, a host of current and former regulators, industry luminaries, academics and others considered the impact of those two statutes on RIAs and the fund industry.
So what did they have to say? Click through to see a few choice quotes from the event or see the single page version here. --Kenneth Corbin