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Advisors must take precautions to guard their business brands and personal reputations online. Here are some simple but important steps advisors should take now.
October 24 -
A roundup of industry highlights in the asset management industry.
October 24 -
There’s no one-size-fits all insurance policy against cybercrime, so you’ll need to look carefully at individual policies and how they fit your needs.
October 23 - Money Management Executive
Janus Capital Group Inc., the firm that hired bond legend Bill Gross last month, is positioned to pick up client deposits as his move sets an enormous amount of money in motion, said Chief Executive Officer Richard M. Weil.
October 23 - Money Management Executive
George Costas and Nicole DeBlois of Boston Financial Data Services discuss keeping up with the shifting market dynamic and positioning for growth.
October 23 -
Cybersecurity policy may still be very much a work in progress at the SEC, but officials increasingly are expecting advisors to have a baseline set of policies and procedures in place to safeguard clients' data, compliance experts caution.
October 22 - Money Management Executive
The ETF industry has witnessed a number of new active ETF product introductions. As of mid October, 44 of the 161 ETFs launched this year were active as tracked by First Bridge Data.
October 22 - Money Management Executive
The nation's second largest mutual fund manager has a new leader, but the last name will remain the same.
October 22 -
Cyberattacks pose a serious threat to investors, as well as advisors and broker-dealers, and the SEC is paying attention. Here's the most recent guidance from the regulator and what it means for advisors.
October 21 - Money Management Executive
The drive for boutique fund providers to outsource in order to streamline operations is largely motivated by the largest providers that make it difficult, if not impossible, for many new players to enter the industry and succeed over the long run.
October 21 -
Planners are often required to use encryption, which can be a powerful tool to protect private information. But advisors have to understand the basics and how to get their clients - and staff - on the same page.
October 20 - Money Management Executive
A small but growing number of fund managers are finding that patenting an index strategy can have strategic and marketing advantages.
October 20 -
Strike a balance between remaining friendly with clients' family members and effectively stopping persistent and inquisitive ones from sussing out details that should remain confidential.
October 19 -
A continuity plan should be simple and spell out how unexpected interruptions could affect the business and how to safeguard the firm, employees and clients.
October 17 -
Understanding regulatory and compliance responsibilities about cybercrime can go a long way in preparing planners to face the threats.
October 17 - Money Management Executive
Ken Pfeil, the chief information security officer for the Pioneer companies, shares the security measures he's taken to keep cybercriminals and malware exploits from affecting the infrastructure he oversees.
October 16 -
Fidelity Investments is telling investors and advisors that clients' data appears not to have been captured by the hackers who infiltrated the systems of JPMorgan Chase earlier this year. And while clients aren't yet worried, advisors say, such threats are unlikely to go away.
October 16 - Money Management Executive
Fund companies are known to go too great lengths to try to create alpha for their clients. Some rely on high-conviction strategies - a formula Alpha Architect says it can offer at lower costs. Money Management Executive asked the company's founder, Wesley Gray, about its business model and how it competes.
October 16 -
The SEC has yet to produce or even propose any binding rules regarding cybersecurity, but officials have been sending strong signals that they expect firms of all sizes to put in place policies and procedures to protect sensitive information.
October 15 - Money Management Executive
Mutual fund and ETF companies are always looking for more effective ways to communicate with current and prospective clients. The most valuable way is face-to-face communication.
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