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Kristen Pelling has joined Putnam Investments to fill a new role focused on large market defined contribution recordkeeping sales.
March 11 -
In an increasingly connected world, word spreads quickly, especially on social media platforms.
March 11 -
Oklahoma City, OKbased Exchange Traded Concepts, an exchange-traded fund platform for emerging managers, has received the green light from the Securities and Exchange Commission to launch actively managed ETFs, Money Management Executive has learned.
March 11 -
Touchstone Investments is closing its Touchstone Sands Capital Institutional Growth Fund to new investors. The fund managed some $2.6 billion as of March 8.
March 11 -
If your website or blog is the hub, then social media channels are the spokes that connect you to others.
March 9 -
We know it's there, but in many cases the extent and complexity of manual pricing can be significantly under estimated.
March 8 -
Forbes has compiled its list of the world's billionaires and a few mutual fund executives have made the cut.
March 8 -
Investors injected roughly $10.8 billion into mutual funds and exchange-traded funds (ETFs) for the week.
March 8 -
Charles Schwab & Co. is in the midst of a regulatory struggle with the Financial Industry Regulatory Authority that threatens to change how the firm and other retail brokers do business with its clients.
March 8 -
The debate rages on among fund managers regarding the merits of active versus passive management, especially in light of the growing buzz for low-fee passive funds.
March 8 - Money Management Executive
A year ago, Ira Cohen would await the delivery a week or so ahead of time of a 1,000-page binder of agenda items and background to prepare for board meetings of the Valued Advisers Trust.
March 8 -
At the outset, the U.S. Supreme Court's latest ruling against the Securities and Exchange Commission-that there is a five-year limit on bringing fraud claims- may sound like a victory for mutual funds and their advisors.
March 8 -
San Francisco-based Shelton Capital Management is launching a green fund that will bet on companies that are leaders in managing environmental risks.
March 8 -
U.S. exchange-traded fund assets totaled $1.41 trillion as of Feb. 28 up 5.1% year-to-date, according to State Street Global Advisors latest ETF Snapshot.
March 8 -
Expect improvements in kasina's productivity benchmarking and advisor insights services with the hire of a new product manager.
March 8 -
Norm Champ has been on the job as Director of the Division of Investment Management at the Securities and Exchange Commission for eight months and a lot of mutual fund executives are nervously waiting for the SEC has in store for the industry in 2013 and beyond.
March 8 -
A year after not-quite-closing the book on one retirement-related lawsuit, Fidelity Investments is once again fighting allegations that it improperly used customers money earned in overnight accounts to pay its own operating expenses, Reuters reports.
March 8 -
To make your investment in social media worth it, know what you want to get out of it.
March 8 -
Blogging doesn’t just give you something to tweet, it can help make you an easy-to-find expert.
March 8 -
OppenheimerFunds has launched the Diversified Alternatives Fund (ODAAX), a fund of funds that has exposure to the firms alternative mutual funds.
March 7




