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If you're pinning your success to an arbitrary AUM level, you've got a problem. Here's what firms seeking long-term success should concentrate on instead.
May 7
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The advantages of owning individual stocks; Plus, how donating appreciated shares in taxable accounts can produce savings for your client.
May 7 -
One firm offers individuals who lack LTC policies, but still have life insurance, an alternative method to pay for care.
May 7
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Cetera's assets under management climbed to $46 billion for the first quarter, up 32% from $35 billion for the same period last year. Adjusted EBITDA soared 50% to $36 million.
May 7 -
Commentary: There are certain areas of an asset allocation where there is real danger to blindly investing in passive investments.
May 7
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Envestnet's acquisition of Finance Logix marks the latest in a string of big firms snapping up advisor-focused technology providers.
May 7
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The SEC and other regulators are seeking information about the bank's use of proprietary products in its wealth management business, the company disclosed in a regulatory filing.
May 7
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Maybe the Efficient Market purists have been mugged by reality. It looks like you can pick a winning money manager -- just go for one with a great long-term performance record.
May 7 -
While there's no magic bullet for withstanding an SEC inspection, if you are a sponsor of an alternative investment fund - or have a fund that utilizes similar investment strategies - here are some areas to consider.
May 7
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Andrew Parish, publisher of the wealth management gossip site, admitted he failed to pay more than $341,000 in employment taxes for his recruiting business, Axiom Consulting Group.
May 6
