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The "reverse churning" case highlights the regulatory gap investors can fall into when moving between brokerage and advisory relationships.

Advisors can guide clients on taxes, financing, buying versus leasing and how to boost their negotiating power.

The offering comes amid a slowdown in large insitutional investors' funding of private credit and equity.

Fund managers are betting that nuclear energy, an area traditionally off-bounds for investors with environmental mandates, is set to make a comeback.

The first rule of staying on the right side of the SEC's updated marketing rule: Involve compliance early and often.

Erin Reddick, founder of ChatBlackGPT, said advisors can use AI to make their firms more inclusive and diversify and grow their client base.

Within days of a colleague's retirement and having been introduced as their new advisor, Corbin Hoffner left for Raymond James.

It's key for an advisor to have a firm grasp of clients' long-term goals, how much they are spending now and how much they plan to spend in the future.

The U.S. Government Accountability Office conducted a nearly four-year study. Here are the key findings from its exhaustive report.

Whoever wins, '2025 is going to be a very interesting tax legislative year.'

The recommendation relies on the "circular economy."

Underlying U.S. inflation unexpectedly picked up in August on higher prices for housing and travel, undercutting the chances of an outsize Federal Reserve interest-rate cut next week.

Vice President Kamala Harris sought to outline proposals on housing and a child tax credit, while former President Donald Trump highlighted an aggressive tariff plan.

Tech-savvy firms have found it useful for tasks including marketing, note-taking, summaries, transcriptions, follow-ups and modeling.

Top executives at Advyzon, Kwanti, Softlab360 and The Oasis Group say advisors need to stop depending on SOC 2 reports to measure a vendor's data security.

A lawyer suing Wells and other firms argues the recent rate changes do nothing to repair harm already suffered by his clients.

The Association of African American Financial Advisors is holding its annual Vision conference this week.

The offering, a mix of liquid credit and private investment, still needs regulatory approval.

The number of certified financial planners reflects competition for talent and a profession navigating questions about conflicts of interest.

Expertly guiding a client through the divorce process can forge long-term bonds that foster practice growth.