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Here's how the outcome of the presidential election could affect the trajectory of the Labor Department's regulation.

Because federal rules now require parents to plan earlier for funding education, advisers can offer substantial value to clients through their financial aid expertise.

Banks, technology companies and drugmakers paced the early rebound, with lenders headed toward their biggest one-day gain since August.

Wary investors pushed the S&P 500 Index of equities to its longest slump since 1980.

The three recruits joined the independent firm from Wells Fargo and Edward Jones.

FINRA claimed the firm failed to adequately supervise the execution and approval of powers of attorneys submitted by non-U.S. customers of J.P. Morgan Private Bank.

A federal judge categorically rejects claims by an insurance group that the agency overreached. The ruling "sets the tone" for other suits nationwide, an investor advocate says.

The documents are good indicators of investors’ past behavior and probable future behavior.

Tell clients in this situation to make sure they know key dates and review their statements to confirm the amounts are accurate.

Here's what to watch for just before the counting of ballots begins.

The way a client invests has much more impact than they usually realize.

Several senators conducted their own review of FINRA reports and said they found that Wells Fargo had “ample information” about the severity of the bogus account practices for years.

How some firms bypass traditional methods and offer points and rewards programs.

Key people should be focused on rainmaking, not endless other tasks.

This may be the largest financial transaction an adviser will handle.

This may be the largest financial transaction an adviser will handle.

While a federal court allowed the organization to file a brief saying it upheld fiduciary values, it should not be providing expert opinions, writes the founder of a fiduciary consulting firm.

Seven of largest asset managers reported a record $50 billion in combined outflows during the third quarter of 2016.