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The new rules were developed in consultation with the SEC, the Labor secretary adds.

These smart strategies can reduce the amount of income subject to the tax, says Samuel A. Donaldson, professor of law at Georgia State University College of Law.

About 42% of people will need some nursing home care — but long-term care insurance will pay only a tiny portion of the cost.

Mercer Advisors turned to channel partners for referrals and made a valuable business-model change.

If enacted as-is, the rules could hurt Wall Street lenders that have been trying to grow their wealth management businesses since the 2008 financial crisis.

As the chief executive of an asset management firm that houses the nation’s third oldest mutual fund, Lisa Jones owns several responsibilities, stretching from operations to business growth.

Why Roth IRAs make great presents for loved ones on their way out of college. Plus, reporting RMDs to charities in client filings.

Three weeks after the broker killed himself, the firm agreed to a confidential settlement with his wife for an undisclosed amount.

Buying a home is generally considered better than renting, but some retirees may find the opposite is true in their situations.

Judge’s decision paves way for the Cetera subsidiary’s IBDs to move past RCS troubles; retirement benefits are unaffected, judge says.

“The election could be disruptive to this rule,” Brian Hamburger predicted.

The San Francisco bank has snagged three advisers from City National Bank and Wells Fargo and added them to the team in California.

Strategies for advisers looking to get the most out of their pay packages, according to two leading industry experts.

After nearly 18 years with J.P. Morgan, DeLuca is now responsible for developing the marketing plan for the firm’s retail distribution business in North and South America.

The recruits generated $1.8 million in annual production before making the move.

Advisors able to analyze client data will be able to predict financial behavior, says Jud Bergman, Envestnet's chief executive.

This strategy for the qualified conservation contribution gets higher deductions, says Samuel Donaldson, professor of law at Georgia State University College of Law.

The Massachusetts-based planner, who allegedly told clients their money would be invested in a hedge fund, was also ordered to pay $1.89 million to victims.

A U.S. proposal could make it harder for Wall Street banks to compete for talent against asset managers.