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Fed Chairwoman Janet Yellen said she is increasingly confident that the economy is growing sufficiently to achieve labor-market improvement and higher inflation, laying the groundwork for a December interest-rate increase if data hold up.

Add retail customers to the list of groups raising concerns about possible high-pressure product-sales tactics at Wells Fargo; many of them are considering jumping ship in response, according to a new survey of customer attitudes at big banks. However, Wells' rivals shouldn't celebrate — they are at risk of losing customers, too, for a variety of reasons.

RCS Non-Executive Chairman Mark Auerbach says the decision to shut down its wholesale distribution business is "extremely difficult but necessary."

The publishing window for Form U5 disclosures will now be three days instead of 15; Changes take effect on Dec. 12.

The former rep was reprimanded for allegedly recommending municipal unit investment trusts to bank customers without understanding the risks and rewards of the products he touted.

Watch this next year: Digital startups like Blooom may make interesting inroads into the DC space.

The outlook is “scary” for wealth managers who will deal with the newest generation of clients, says David Wilson, head of Capgemini Financial Services strategic analysis.

Chicago Fed President Charles Evans admits he "would prefer to have more confidence" that inflation is actually on the rise before voting to raise rates.

The recruits include two advisors who joined the employee channel at Ameriprise and three who went over to the firm's independent side.

The winners in our ranking are those advisors who are well-rounded. Consistency wins the race in this case.

For the first time in eight years, the top advisor from our Top 50 ranking was a woman.

For clients looking for income, here are the large-cap companies that boosted their dividends the most in the past three years.

For clients looking for income, here are the large-cap companies that boosted their dividends the most in the past three years.

People in higher income brackets can consider replacing less of their pre-retirement income than the 80% usually suggested by financial planners; Plus, five things retirees can do to navigate the current environment.

Here is the best of the best bank advisors, the top half of our Top 50.

Here is the best of the best bank advisers, the top half of our Top 50.

One of the 10 largest credit unions chooses Raymond James after an 11-year run with another broker-dealer.

Software and apps can engage clients and make an advisor’s job easier.

Advisors are applying this familiar approach using new technology and strategies to deliver for their clients.

Four advisors from the Swiss firm passed on an offer to join Wells Fargo Advisors.