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Investors should beware when the Tax Code says one thing about real estate in an IRA, but the IRA custodian says another.

Withdrawals from a Pimco exchange-traded fund that was run by Bill Gross slowed yesterday after record redemptions the day the star trader left.

'This is a boom time for these markets,' says Adrian Flambard, deVere's area manager in San Francisco.

FINRA has issued a long-awaited regulatory notice outlining the proposal for a controversial data-sharing system known as CARDS, asking for comments from the industry and other stakeholders.

Morningstar Inc. cut the rating of Pacific Investment Management Co.’s Total Return Fund, the world’s largest bond fund, to bronze from gold after co-founder Bill Gross’s exit.

In a room full of some 1,000 financial planners only about a dozen raised their hands when asked if they like their profiles. LinkedIn exec Jennifer Grazel offers advice on how advisors can make the most of this tool.

The imaginary retirement-income crisis; what happens when your retirement is ambushed; retirement couples' dilemma: the $100,000 difference

Here are some smart ways to avoid the stress of juggling multiple responsibilities in your practice.

Most banks and credit unions outsource their investment services programs to third-party broker dealers, also known as third-party marketers or TPMs. Here's how the largest TPMs stack up by the number of advisors they employ and/or manage.

The rush to shift money to Roth IRAs may be built on bad assumptions. Keep your clients from making a mistake.

Determining the “right” allocation to international equities for clients' portfolios isn’t easy and depends on who you ask.

At an advisor summit, the industry group urges members to reach out individually to lawmakers to fight regulatory plans.

Bank of America agreed to pay $7.65 million to settle U.S. regulatory claims that it overstated its capital by billions of dollars after failing to report losses tied to its 2009 purchase of Merrill Lynch & Co.

Pimco's CEO Douglas Hodge said the firm is expecting and is ready for client redemptions following the departure of co-founder Bill Gross.

Advisors have trusted the "Bond King" for years, but with Bill Gross's abrupt departure from PIMCO, the firm he founded 43 years ago, the playing field has changed. Here's what you need to know before the dust settles.

Raymond James' annual Women's Symposium, to be held Oct. 8, is due to feature leading women in the financial services industry, including Sallie Krawcheck.

Four Wells Fargo advisors have left the wirehouse to join Benjamin Edwards, opening the regional broker-dealer's 49th office.

For every case of elder financial abuse that makes its way to law enforcement, there are 24 others that never get reported. Some advisors are going above and beyond to look after their older clients’ financial interests.

FSI sees the new insurance coverage as an added benefit the group hopes will help it increase membership and amplify its advocacy efforts.

Bill Gross and the risks of 'star power' fund managers; retirement plans for small businesses; the Roth-IRA math for 50-somethings