Subject Root Tag

Bank of America, which last month won approval to lift its dividend for the first time since the financial crisis, said it will suspend that increase and $4 billion of planned buybacks because of an error in its capital planning.

Prospects don't like the feeling of a sales approach -- you must be genuine and establish a level of trust to succeed.

Later this week, we'll unveil our annual Top 20 Program Managers. In the meantime, we're proud to present our debut of The Next 20. These program managers ranked 21 through 40 in our final analysis.

As interest rates rise, new funds offer new ways of managing fixed income portfolios.

Having more control over your business is key to improving both capacity and profitability for your firm. We examine several important habits and behaviors that set apart the advisors who felt in control from the rest of their peers.

Using these two simple techniques, one firm acquired over 100 new clients through social media last year.

Using these two simple techniques, one firm acquired over 100 new clients through social media last year.

Tax season reveals the many misconceptions taxpayers have about the Tax Code. Here's a selection of examples submitted by readers.

Advisors who are successfully merging traditional with social marketing today are experiencing increased visibility, credibility, stronger brand recognition and more frequent conversions.

Social media has made email marketing even more powerful. Here's how to integrate these two marketing strategies.

Here is a rundown of the high-profile investors in small U.S. banks who command attention and their investments styles.

U.S. prosecutors are seeking more than $13 billion from Bank of America to resolve federal and state investigations of the lender’s sale of bonds backed by home loans in the run-up to the 2008 financial crisis, according to people familiar with the matter.

Bigger banks have shifted their efforts to deposit growth in advance of proposed liquidity rules. As a result, community banks are seeing more opportunities to lend, particularly in commercial lines that were once the domain of larger lenders.

Here is a rundown of the high-profile investors in small U.S. banks who command attention and their investments styles.

New York's top financial services regulator has indicated he will hold individuals accountable in enforcement actions. But it's imperative his agency -- and others that plan to follow suit -- adopt and follow defined procedures that consider an individual’s unique, more vulnerable position.

Exchange-traded funds focused on Brazil attracted their biggest inflows yesterday in 10 months following a 15% rally in the country’s Ibovespa benchmark index from a five-year low in March.

FINRA is moving to toughen reporting requirements for BrokerCheck, following revelations that hundreds of registered advisors have failed to publicly disclose personal bankruptcies, criminal charges and other potentially damaging information.

Our IRA expert answers questions about the number of recharacterizations allowed, earned income contribution rules and how to purchase annuities without a tax hit.

Using these two simple techniques, one firm acquired over 100 new clients through social media last year.

Using these two simple techniques, one firm acquired over 100 new clients through social media last year.