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Here’s a sampling of bank reps who were recently promoted or moved to new organizations to assume roles of greater responsibility.

Danny Ludeman announced his retirement on Friday after five years as head of Wells Fargo Advisors.

Two prominent industry experts offer some spirited discussions on a few of the most contentious M&A issues.

With the need for retirement and legacy planning urgent and growing, advisors who center their practices on senior clients can do exceedingly well.

Expect powerful regional RIAs to emerge from the current round of financial advisory deal-making.

Before anyone represents your firm online, they need to understand why a blog is important to your organization, what the goals are that you wish to achieve, and the do’s and don’ts for contributing. Here are the three tips to make sure your bloggers succeed.

The Wells Fargo/Gallup Investor and Retirement Optimism Index fell 10 points in the third quarter to +33, down from +43 recorded in May.

Bloomberg -- JPMorgan Chase & Co.’s negotiations with federal and state authorities to resolve a series of investigations tied to mortgage bonds are focusing on a potential $11 billion figure, including $4 billion for consumer relief, a person familiar with the talks said.

BNY Mellon has been named to one of the most highly regarded global sustainability indices, the Dow Jones Sustainability Indices (DJSI).

A recent study highlights the industry's dire need for new advisors, and aims to help firms understand Gen Y's huge potential. Here are the key takeaways.

A recent study highlights the industry's dire need for new advisors, and aims to help firms understand Gen Y's huge potential. Here are the key takeaways.

More than three in five (62%) credit union members trust their credit unions, yet only 18% trust the advisor there. The positive view: this is an “incredible opportunity” to improve.

Bloomberg -- Fixed-income securities are poised to deliver losses “for the next couple of years,” according to BlackRock Inc., the world’s biggest money manager.

Interest rate and credit risk continue to invade investor portfolios looking for an appropriate hedge against equity investments.

Corporate-bond brokers may face a squeeze on profits as regulators start publishing prices for almost $1 trillion of privately sold debt, if the past is any guide.

SEC Chair Mary Jo White met with leaders of the equities and options exchanges, FINRA the Depository Trust & Clearing Corporation and the Options Clearing Corporation following the August 22 interruption in the trading of NASDAQ-listed securities.

Advisors may say they're comfortable developing retirement income strategies -- but none seem to agree on the right way to create an income stream.

A new report gives added ammunition to the champions of passive investing.

Securities and Exchange Commission Chair Mary Jo White met with leaders of the equities and options exchanges, FINRA, DTCC and the Options Clearing Corporation following the August 22 interruption in the trading of NASDAQ-listed securities.

Beverly Hills Wealth Management has launched an internal asset management division with the addition of the emerging McComsey Asset Management, with $30 million in assets under management, to help attract a greater number of breakaway brokers.